A Castle Rock Associates Representative has a duty and responsibility to ensure that his/her conduct will not bring the company into disrepute.
It is the Representatives personal responsibility to:
• Fulfill the financial planning needs of his/her clients to the best of his/her ability.
• Maintain clients' confidences, whilst adhering to the letter and spirit of applicable laws and regulations.
• Provide service to clients and their beneficiaries with no undue delay.
• Adhere to professional standards of conduct in advising clients for their protection and attainment of financial security objectives.
• Avoid any action likely to prejudice the financial well being of clients.
• Present accurately and honestly all the facts essential to clients' decisions.
• Co-operate with others whose services are related to meeting the needs of clients.
• At all times conduct business to a high professional standard.
Permanent representation in:
London, United Kindom
Los Angeles, USA
Sao Paulo, Brazil:
